Data from: Initiation of substance use-related treatments in surgical patients with risky alcohol use
Data files
Sep 21, 2026 version files 22.56 KB
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README.md
8.68 KB
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Summary_Data.xlsx
13.87 KB
Abstract
Objective Alcohol use is a frequent and modifiable risk factor in surgical patients, yet it is rarely addressed. Our objective was to quantify receipt of interventions likely targeting unhealthy alcohol use in at-risk patients who were not receiving treatment before surgery.
Methods Electronic health record data for surgical patients identified by preoperative Alcohol Use Disorders Identification Test – Consumption (AUDIT-C) scores from September 1, 2011, to January 15, 2025, across a quaternary health system were extracted. The association between psychotherapy or pharmacotherapy treatment or referral in surgical patients at risk for alcohol use disorder without treatment in the 90 days before surgery and categorical AUDIT-C risk level was estimated using multivariable logistic regression.
Results 18,887 surgical encounters in which the patient had not received recent substance use-related treatment were included in the study. Among these encounters, 22.4% involved documented behavioral or pharmacologic treatment or referral during or within 90 days after the hospital stay. Patients with high or severe risk AUDIT-C had increased odds of documentation of new psychotherapy or pharmacotherapy treatment or referral compared to those with moderate risk scores (high risk: aOR 1.44, 95% CI 1.25-1.65, p < 0.001; severe risk: aOR 2.04, 95% CI 1.80-2.31, p < 0.001).
Conclusions Although surgical patients with high or severe risk alcohol use were more likely to receive perioperative treatment or referrals than moderate-risk peers, overall rates of treatment initiation remained low. Addressing perioperative alcohol use in surgical patients requires concerted prioritization across clinical practices, health systems, and healthcare payers.
Article link: https://doi.org/10.1016/j.jclinane.2026.112324
This dataset includes aggregate summary data from 18,887 eligible surgical encounters contributed by 12,070 unique patients included in the associated retrospective cohort study of perioperative substance use-related treatment and referral. No patient-level or encounter-level records are provided.
The study included surgical encounters involving patients with at least moderate-risk unhealthy alcohol use as measured by the Alcohol Use Disorders Identification Test–Consumption (AUDIT-C) who had not received substance use-related behavioral or pharmacologic treatment in the 90 days preceding surgery.
Description of the data and file structure
Data are provided in Excel format: Microsoft Excel Worksheet (.xlsx)
The workbook Summary_Data.xlsx contains three worksheets:
Worksheet: Cohort_Summary
Description: Aggregate demographic, clinical, and surgical encounter characteristics.
Variables:
- Variable: Name of the characteristic being summarized
- Category: Category or value of the corresponding variable
- N: Number of eligible surgical encounters in the category
- Percentage: Percentage of all 18,887 eligible surgical encounters in the category
Variable (name of the characteristic being summarized):
- Gender: Recorded gender associated with the surgical encounter (Male or Female)
- Race: Recorded race associated with the surgical encounter (Black, White, or Other)
- Encounter_Setting: Surgical encounter setting (Inpatient or Outpatient)
- Age_Group: Age at the surgical encounter, categorized as <30, 30-39, 40-49, 50-59, 60-69, 70-79, or 80+ years
- Hospital_Length_of_Stay: Hospital length of stay in days, categorized as 0, 1, 2-3, 4-7, 8-14, 15-29, or 30+ days
- ASA_Status: American Society of Anesthesiologists (ASA) Physical Status classification, a preoperative assessment of overall health status. Scores range from 1 (healthy) to 6 (declared dead). Higher scores represent poorer states of health.
- 1, 2, 3, and 4 (unique values): ASA Physical Status categories 1 through 4
- 5 or 6: ASA categories 5 and 6 combined
- Missing: ASA status not available
- AUDIT-C_Score: Alcohol Use Disorders Identification Test–Consumption (AUDIT-C) score, ranging from 0 to 12, with higher scores indicating greater alcohol use risk. Only scores meeting study inclusion criteria are represented in the dataset.
- AUDIT-C_Risk_Group: Risk category derived from AUDIT-C score
- Men: Moderate = 4-5, High = 6-7, Severe = 8-12
- Women: Moderate = 3-5, High = 6-7, Severe = 8-12
- Anxiety_6M_Prior: Anxiety diagnosis documented in the 6 months preceding the surgical encounter (Yes/No)
- Depression_6M_Prior: Depression diagnosis documented in the 6 months preceding the surgical encounter (Yes/No)
- Substance_Use_Disorder_6M_Prior: Substance use disorder diagnosis documented in the 6 months preceding the surgical encounter (Yes/No)
- Alcohol_Use_Disorder_6M_Prior: Alcohol use disorder diagnosis documented in the 6 months preceding the surgical encounter (Yes/No)
- Procedure_Specialty: Specialty associated with the procedure (General Surgery, Interventional, Cardiothoracic Surgery, Neurosurgery, Orthopedic Surgery, Vascular Surgery, Plastic Surgery, OB/GYN, Other, and ENT, OMFS, Ophthalmology)
Worksheet: Treatment_Summary
Description: Aggregate counts and percentages of newly documented behavioral therapy, outpatient treatment/referral, and pharmacotherapy during the surgical encounter and within 90 days after discharge.
Variables:
- Period or Section: Time period or treatment represented by the row:
- Perioperative (either period): during the surgical encounter and/or within 90 days following discharge
- During surgical encounter: treatment documented during the surgical encounter (preceding discharge)
- Post-discharge: treatment documented within 90 days following discharge
- Pharmacotherapy timing: whether pharmacotherapy (naltrexone, acamprosate, and/or disulfiram) occurred during the surgical encounter, post-discharge, or during both periods
- Pharmacotherapy regimen: medication documented
- Treatment: Type of treatment, referral, or medication
- N: Number of eligible surgical encounters meeting the treatment criteria
- Percent: Percentage of all 18,887 eligible surgical encounters meeting the treatment criteria
Time period or treatment variables:
- Any treatment or referral: One or more qualifying treatments or referrals documented
- Psychotherapy: Behavioral therapy and/or outpatient therapy or referral documented
- Behavioral therapy: Behavioral therapy documented
- Outpatient therapy/referral: Referral to and/or documentation of outpatient therapy documented
- Any pharmacotherapy: Documented receipt of or prescription of one or more of the following medications: naltrexone, disulfiram, or acamprosate
- Naltrexone: Documented receipt of or prescription of naltrexone
- Disulfiram: Documented receipt of or prescription of disulfiram
- Exact counts fewer than 10 are reported as <10 in selected summary cells, with the corresponding percentage n/a
- Acamprosate: Documented receipt of or prescription of acamprosate
- Multiple medications: Documented receipt of or prescription of two or more of the following medications: naltrexone, disulfiram, or acamprosate
Worksheet: Treatment_by_AUDITC
Description: Aggregate treatment and referral counts and percentages stratified by AUDIT-C risk category. Percentages use the number of encounters within the relevant AUDIT-C risk category as the denominator.
Variables:
- AUDIT-C Risk Category: Moderate, High, or Severe AUDIT-C risk group
- Encounters: Number of eligible surgical encounters within the corresponding AUDIT-C risk category
- Any treatment/Referral N: Number of encounters with one or more qualifying perioperative treatment(s) or referral(s) documented
- Any Treatment/Referral %: Percentage of encounters within the risk category with one or more qualifying perioperative treatment(s) or referral(s) documented
- Psychotherapy N: Number of encounters with perioperative behavioral therapy and/or outpatient therapy or referral documented
- Psychotherapy %: Percentage of encounters within the risk category with perioperative behavioral therapy and/or outpatient therapy or referral documented
- Behavioral Therapy N: Number of encounters with perioperative behavioral therapy documented
- Behavioral Therapy %: Percentage of encounters within the risk category with documented perioperative behavioral therapy
- Outpatient Therapy/Referral N: Number of encounters with perioperative outpatient therapy or referral documented
- Outpatient Therapy/Referral %: Percentage of encounters within the risk category with documented perioperative outpatient therapy or referral
- Any pharmacotherapy N: Number of encounters with perioperative naltrexone, disulfiram, and/or acamprosate receipt or prescription documented
- Any pharmacotherapy %: Percentage of encounters within the risk category with documented receipt or prescription of perioperative naltrexone, disulfiram, and/or acamprosate
- Naltrexone N: Number of encounters with perioperative naltrexone documented
- Naltrexone %: Percentage of encounters within the risk category with documented perioperative naltrexone
AUDIT-C Risk CategoryVariables include:
- Moderate risk: AUDIT-C score of 4-5 in men and 3-5 in women
- High risk: AUDIT-C score of 6-7
- Severe risk: AUDIT-C score of 8-12
Sharing/Access information
Not applicable. These data are only shared via the Dryad platform.
Code/Software
Not applicable.
Data are provided in Microsoft Excel Worksheet (.xlsx) format.
Human subjects data
The data presented are aggregate summary data from the associated study, "Initiation of Substance Use-Related Treatments in Surgical Patients with Risky Alcohol Use." The study was reviewed by the UNMC Institutional Review Board (UNMC IRB, Protocol #0570-22-EX) and classified as exempt because it was based on a fully de-identified dataset and therefore does not constitute human subjects research from a regulatory perspective.
The underlying study data were extracted from the electronic health record and de-identified before analysis. No patient-level or encounter-level data are provided in this public dataset. Instead, only aggregate summary statistics are shared.
Human subjects data
Only summary data are provided. No individual-level data are provided.
